| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Quam Securities Limited | Rep | 證券交易 | 2008-05-22 | 2010-08-09 |
| Rep | 就證券提供意見 | 2008-05-15 | 2010-08-09 | |
| THORNTON GLOBAL WEALTH MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2006-07-12 | 2008-03-28 |
| AIA WEALTH MANAGEMENT COMPANY LIMITED | Rep | 就證券提供意見 | 2005-03-19 | 2006-01-01 |