| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Capital Instinct Limited | Rep | 提供資產管理 | 2013-11-18 | 2015-11-06 |
| RAB CAPITAL (ASIA) LIMITED | Rep | 就期貨合約提供意見 | 2007-10-02 | 2010-10-20 |
| Rep | 就證券提供意見 | 2007-10-02 | 2010-10-20 | |
| Rep | 提供資產管理 | 2007-10-02 | 2010-10-20 | |
| PI INVESTMENT MANAGEMENT LIMITED | Rep | 就期貨合約提供意見 | 2005-05-18 | 2007-09-28 |
| Rep | 就證券提供意見 | 2005-05-18 | 2007-09-28 | |
| Rep | 提供資產管理 | 2005-05-18 | 2007-09-28 | |
| SOFAER GLOBAL RESEARCH (HK) LIMITED | Rep | 就期貨合約提供意見 | 2005-03-01 | 2005-05-18 |
| Rep | 就證券提供意見 | 2005-03-01 | 2005-05-18 | |
| Rep | 提供資產管理 | 2005-03-01 | 2005-05-18 |