| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 就機構融資提供意見 | 2006-11-20 | 2008-08-31 |
| Rep | 就證券提供意見 | 2006-11-20 | 2008-08-31 | |
| Rep | 證券交易 | 2006-11-20 | 2008-08-31 | |
| Merrill Lynch Far East Limited | Rep | 就機構融資提供意見 | 2006-11-20 | 2008-08-31 |
| Rep | 就證券提供意見 | 2006-11-20 | 2008-08-31 | |
| Rep | 證券交易 | 2006-11-20 | 2008-08-31 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2005-12-20 | 2006-10-18 |
| Rep | 就證券提供意見 | 2005-12-20 | 2006-10-18 | |
| Rep | 證券交易 | 2005-12-20 | 2006-10-18 | |
| Rep | 就機構融資提供意見 | 2005-02-14 | 2005-10-21 | |
| Rep | 就證券提供意見 | 2005-02-14 | 2005-10-21 | |
| Rep | 證券交易 | 2005-02-14 | 2005-10-21 |