| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited | Rep | 證券交易 | 2016-06-15 | - |
| Rep | 證券交易 | 2013-10-30 | 2013-12-26 | |
| FTL Wealth Management (HK) Limited | Rep | 就證券提供意見 | 2005-11-23 | 2009-11-05 |
| YF Life Investors Limited | Rep | 就證券提供意見 | 2005-03-15 | 2005-09-27 |