| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | 提供資產管理 | 2007-12-03 | 2008-04-17 |
| Rep | 就證券提供意見 | 2007-11-05 | 2008-04-17 | |
| Superfund Financial (Hong Kong) Limited | RO | 就證券提供意見 | 2007-03-30 | 2007-10-28 |
| RO | 證券交易 | 2007-03-30 | 2007-10-28 | |
| Rep | 就證券提供意見 | 2005-02-04 | 2007-03-30 | |
| Rep | 證券交易 | 2005-02-04 | 2007-03-30 |