| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CWB Hong Kong Limited | Rep | 就證券提供意見 | 2021-07-14 | 2025-04-01 |
| Rep | 提供資產管理 | 2021-07-14 | 2025-04-01 | |
| Rep | 證券交易 | 2021-07-14 | 2025-04-01 | |
| oOo Securities (HK) Group Limited | Rep | 提供資產管理 | 2016-12-05 | 2018-05-31 |
| Rep | 證券交易 | 2016-12-05 | 2018-05-31 | |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 證券交易 | 2014-12-09 | 2016-10-24 |
| HSBC SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2005-02-16 | 2005-09-01 |