| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ABN AMRO Clearing Hong Kong Limited | RO | 期貨合約交易 | 2018-05-03 | - |
| RO | 證券交易 | 2018-05-03 | - | |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2008-11-07 | 2009-11-05 |
| Rep | 期貨合約交易 | 2008-11-07 | 2009-11-05 | |
| Credit Suisse Futures (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2006-04-20 | 2008-11-24 |
| Rep | 期貨合約交易 | 2006-04-20 | 2008-11-24 | |
| Credit Suisse (Hong Kong) Limited | Rep | 證券交易 | 2005-03-03 | 2009-11-05 |