| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | 就機構融資提供意見 | 2022-01-07 | - |
| Rep | 就證券提供意見 | 2022-01-07 | - | |
| Rep | 證券交易 | 2022-01-07 | - | |
| Rep | 就機構融資提供意見 | 2012-01-13 | 2016-03-15 | |
| Rep | 就證券提供意見 | 2012-01-13 | 2016-03-15 | |
| Rep | 證券交易 | 2012-01-13 | 2016-03-15 | |
| BOCI SECURITIES LIMITED | Rep | 證券交易 | 2005-07-11 | 2007-03-30 |
| BOCI ASIA LIMITED | Rep | 就機構融資提供意見 | 2005-03-08 | 2007-03-30 |
| Rep | 證券交易 | 2005-03-08 | 2007-03-30 |
已採集記錄中暫無金管局登記。