| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | 就證券提供意見 | 2026-09-29 | - |
| Rep | 證券交易 | 2026-09-29 | - | |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2020-09-29 | 2021-03-04 |
| Rep | 就證券提供意見 | 2019-09-03 | 2021-03-04 | |
| Rep | 證券交易 | 2019-09-03 | 2021-03-04 | |
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 證券交易 | 2012-08-30 | 2013-04-05 |
| BEAR STEARNS ASIA LIMITED | Rep | 證券交易 | 2005-08-15 | 2008-06-30 |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 就機構融資提供意見 | 2005-03-11 | 2005-07-19 |
| Rep | 證券交易 | 2005-03-11 | 2005-07-19 |
已採集記錄中暫無金管局登記。