| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 就證券提供意見 | 2020-11-25 | 2022-09-30 |
| Rep | 提供資產管理 | 2013-02-26 | 2022-09-30 | |
| Rep | 證券交易 | 2013-02-26 | 2022-09-30 | |
| ChinaRock Capital Management Limited | RO | 提供資產管理 | 2010-11-22 | 2012-05-01 |
| Citigroup Global Markets Asia Limited | Rep | 就機構融資提供意見 | 2005-03-11 | 2008-02-11 |
| Rep | 證券交易 | 2005-03-11 | 2008-02-11 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 證券交易 | 2005-03-11 | 2008-02-11 |