| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| WINTONE SECURITIES LIMITED | Rep | 證券交易 | 2017-07-18 | 2017-12-05 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 期貨合約交易 | 2017-02-13 | 2017-03-01 |
| Rep | 證券交易 | 2017-02-13 | 2017-03-01 | |
| Rep | 期貨合約交易 | 2013-03-22 | 2017-02-12 | |
| SINOPAC FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2012-08-09 | 2014-03-31 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2012-08-09 | 2017-02-12 |
| FTL Wealth Management (HK) Limited | Rep | 就證券提供意見 | 2007-11-06 | 2010-11-05 |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2005-05-05 | 2005-12-05 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2005-03-14 | 2005-12-05 |