| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Bright Fund Management Limited | Rep | 提供資產管理 | 2016-11-21 | 2018-01-28 |
| Everbright Securities Investment Services (HK) Limited | RO | 就證券提供意見 | 2014-08-07 | 2018-01-28 |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2012-07-17 | 2018-01-28 |
| Everbright Securities Investment Services (HK) Limited | Rep | 就證券提供意見 | 2012-07-17 | 2014-08-07 |
| Rep | 證券交易 | 2012-07-17 | 2018-01-28 | |
| HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2005-03-11 | 2006-01-16 |