| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 就機構融資提供意見 | 2010-05-31 | 2010-06-30 |
| Rep | 就證券提供意見 | 2010-05-31 | 2010-06-30 | |
| Rep | 證券交易 | 2010-05-31 | 2010-06-30 | |
| Merrill Lynch Far East Limited | Rep | 就機構融資提供意見 | 2010-05-31 | 2010-06-30 |
| Rep | 就證券提供意見 | 2010-05-31 | 2010-06-30 | |
| Rep | 證券交易 | 2010-05-31 | 2010-06-30 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就機構融資提供意見 | 2005-03-21 | 2005-05-27 |
| Rep | 就證券提供意見 | 2005-03-21 | 2005-05-27 | |
| Rep | 證券交易 | 2005-03-21 | 2005-05-27 | |
| Merrill Lynch Far East Limited | Rep | 就機構融資提供意見 | 2005-03-21 | 2005-05-27 |
| Rep | 就證券提供意見 | 2005-03-21 | 2005-05-27 | |
| Rep | 證券交易 | 2005-03-21 | 2005-05-27 |