SFC withdraws Restriction Notice to broker over client's suspected insider dealing after obtaining court order to freeze assets
SFC
SFC, 19-Nov-2024
機構
人物
主題
SFC obtains court order to freeze assets of suspected insider dealers of I.T (ex-0999) shares
SFC
SFC, 02-May-2023
Ms Tsang Ching Yi is suspected to have tipped off Barry Kwok Sze Lok about the impending privatisation of I.T in 2021, learned from her work at an unnamed investment bank, netting a profit of HK$4.1m. We note that a person of her name was briefly licensed at Morgan Stanley Asia Ltd in 2005 and may have continued to work there. That firm was the Financial Adviser to the offeror in the privatisation.
機構
人物
主題
SFC freezes broker client account linked to suspected insider dealing
SFC
SFC, 17-Aug-2022
According to the Restriction Notice, the client of Bright Smart Securities is suspected of dealing on inside information obtained from a person connected to an unnamed listed corporation.