| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 就機構融資提供意見 | 2007-08-13 | 2008-09-06 |
| Rep | 證券交易 | 2007-08-13 | 2008-09-06 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2005-03-31 | 2005-06-27 |
| Rep | 就證券提供意見 | 2005-03-31 | 2005-06-27 | |
| Rep | 證券交易 | 2005-03-31 | 2005-06-27 |