| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Nerico Brothers Limited (HK) | Rep | 證券交易 | 2012-03-01 | 2022-05-05 |
| PERFECT ASSET MANAGEMENT LIMITED (HK) | Rep | 就證券提供意見 | 2007-09-17 | 2009-02-24 |
| THORNTON GLOBAL WEALTH MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2006-06-08 | 2007-07-01 |
| T G HOLBORN (HK) LIMITED | Rep | 就證券提供意見 | 2005-04-08 | 2006-04-01 |