| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ORION INVESTMENT MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2010-06-17 | 2011-07-08 |
| Rep | 證券交易 | 2010-06-17 | 2011-07-08 | |
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2005-04-08 | 2010-05-11 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期貨合約交易 | 2005-04-08 | 2010-05-11 |