| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Everbright Securities Investment Services (HK) Limited | Rep | 就證券提供意見 | 2008-05-23 | 2008-08-16 |
| Rep | 證券交易 | 2008-05-23 | 2008-08-16 | |
| SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2005-04-13 | 2006-08-07 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 證券交易 | 2005-04-13 | 2006-08-07 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期貨合約交易 | 2005-04-13 | 2006-08-07 |