| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KMT SECURITIES LIMITED | RO | 證券交易 | 2026-08-18 | - |
| Rep | 證券交易 | 2026-08-07 | 2026-08-18 | |
| Theia Securities Limited | Rep | 證券交易 | 2025-09-01 | 2026-06-09 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期貨合約交易 | 2020-11-06 | 2025-06-27 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 證券交易 | 2020-11-06 | 2025-06-27 |
| MIGHTY BROKERAGE (ASIA) LIMITED | Rep | 證券交易 | 2013-12-11 | 2014-09-18 |
| GRAND FIRE SECURITIES LIMITED | Rep | 證券交易 | 2013-08-20 | 2013-12-01 |
| YF FUTURES COMPANY LIMITED | Rep | 期貨合約交易 | 2010-02-18 | 2010-08-25 |
| YF SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2010-01-19 | 2010-08-25 |
| Everbright Securities Investment Services (HK) Limited | Rep | 就證券提供意見 | 2008-10-13 | 2009-09-19 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2005-05-18 | 2007-09-08 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2005-05-18 | 2007-09-08 |
已採集記錄中暫無金管局登記。