| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| STORMHARBOUR SECURITIES (HONG KONG) LIMITED | RO | 就機構融資提供意見 | 2010-03-18 | 2011-09-01 |
| RO | 就證券提供意見 | 2010-03-18 | 2011-09-01 | |
| RO | 證券交易 | 2010-03-18 | 2011-09-01 | |
| Morgan Stanley Asia Limited | Rep | 就機構融資提供意見 | 2006-05-25 | 2008-11-28 |
| Rep | 證券交易 | 2006-05-25 | 2008-11-28 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2005-04-25 | 2006-05-17 |
| Rep | 就證券提供意見 | 2005-04-25 | 2006-05-17 | |
| Rep | 證券交易 | 2005-04-25 | 2006-05-17 |