| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2008-06-24 | 2008-12-15 |
| Rep | 就證券提供意見 | 2008-06-24 | 2008-12-15 | |
| Rep | 期貨合約交易 | 2008-06-05 | 2008-12-15 | |
| Rep | 證券交易 | 2008-06-05 | 2008-12-15 | |
| BEAR STEARNS ASIA LIMITED | Rep | 期貨合約交易 | 2007-06-14 | 2008-12-15 |
| Rep | 證券交易 | 2007-06-14 | 2008-12-15 | |
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2005-04-23 | 2007-05-17 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期貨合約交易 | 2005-04-23 | 2007-05-17 |