| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited | Rep | 證券交易 | 2022-11-18 | 2023-03-03 |
| Rep | 就證券提供意見 | 2022-09-21 | 2023-03-03 | |
| Rep | 提供資產管理 | 2022-09-21 | 2023-03-03 | |
| Babel Asset Management (HK) Limited | Rep | 就證券提供意見 | 2021-01-12 | 2022-05-18 |
| Rep | 提供資產管理 | 2021-01-12 | 2022-05-18 | |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2006-02-03 | 2006-06-17 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2006-02-03 | 2006-06-17 |
| SHUN LOONG FUTURES LIMITED | Rep | 期貨合約交易 | 2005-04-29 | 2006-06-17 |
| SHUN LOONG SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2005-04-29 | 2006-06-17 |