| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2010-12-06 | 2011-06-13 |
| Morgan Stanley Hong Kong Futures Limited | Rep | 期貨合約交易 | 2007-11-08 | 2010-12-06 |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2007-10-04 | 2011-06-13 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2006-08-21 | 2007-05-26 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 就證券提供意見 | 2005-04-28 | 2006-08-04 |
| Rep | 提供資產管理 | 2005-04-28 | 2006-08-04 | |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | 證券交易 | 2005-04-28 | 2006-08-04 |