| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCI ASIA LIMITED | Rep | 就機構融資提供意見 | 2010-02-12 | 2011-06-04 |
| Rep | 證券交易 | 2010-02-12 | 2011-06-04 | |
| BOCI SECURITIES LIMITED | Rep | 證券交易 | 2010-02-12 | 2011-06-04 |
| Standard Chartered Securities (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2005-05-03 | 2010-01-29 |
| Rep | 證券交易 | 2005-05-03 | 2010-01-29 |