| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CMB International Securities Limited | RO | 就證券提供意見 | 2023-03-15 | - |
| RO | 證券交易 | 2023-03-15 | - | |
| CMB INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2022-09-29 | - |
| CMB International Global Markets Limited | RO | 就證券提供意見 | 2022-09-29 | - |
| RO | 證券交易 | 2022-09-29 | - | |
| Rep | 證券交易 | 2021-09-17 | 2022-09-29 | |
| CMB International Securities Limited | Rep | 就證券提供意見 | 2019-02-19 | 2023-03-15 |
| Rep | 證券交易 | 2019-02-19 | 2023-03-15 | |
| SG SECURITIES (HK) LIMITED | Rep | 證券交易 | 2011-11-09 | 2014-11-07 |
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2005-05-11 | 2011-07-18 |
金管局記錄暫時無法載入，請稍後重試。