| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2021-08-13 | - |
| Rep | 就證券提供意見 | 2021-08-13 | - | |
| CLSA LIMITED | Rep | 證券交易 | 2021-08-13 | - |
| DBS ASIA CAPITAL LIMITED | Rep | 就證券提供意見 | 2019-06-18 | 2021-07-22 |
| Rep | 就機構融資提供意見 | 2019-06-17 | 2021-07-22 | |
| Rep | 證券交易 | 2019-06-17 | 2021-07-22 | |
| Octal Capital Limited | Rep | 就機構融資提供意見 | 2018-01-05 | 2019-06-05 |
| Rep | 證券交易 | 2018-01-05 | 2019-06-05 | |
| GRAND FU INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2017-06-15 | 2017-12-29 |