| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| MOUETTE SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2020-11-05 | - |
| Rep | 證券交易 | 2020-11-05 | - | |
| Daiwa Capital Markets Hong Kong Limited | Rep | 就證券提供意見 | 2011-10-14 | 2012-06-23 |
| Rep | 證券交易 | 2011-10-14 | 2012-06-23 | |
| China Earthcare Capital Limited | RO | 就證券提供意見 | 2010-05-24 | 2010-08-16 |
| RO | 證券交易 | 2010-05-24 | 2010-08-16 |