| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2015-09-21 | 2019-05-04 |
| Rep | 就證券提供意見 | 2015-09-21 | 2019-05-04 | |
| Rep | 證券交易 | 2015-09-21 | 2019-05-04 | |
| MUFG Securities Asia Limited | Rep | 證券交易 | 2013-11-04 | 2015-05-18 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就機構融資提供意見 | 2005-05-31 | 2011-08-04 |
| Rep | 就證券提供意見 | 2005-05-31 | 2011-08-04 | |
| Rep | 證券交易 | 2005-05-31 | 2011-08-04 | |
| Merrill Lynch Far East Limited | Rep | 就機構融資提供意見 | 2005-05-31 | 2011-08-04 |
| Rep | 就證券提供意見 | 2005-05-31 | 2011-08-04 | |
| Rep | 證券交易 | 2005-05-31 | 2011-08-04 |