| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BLACKROCK (HONG KONG) LIMITED | Rep | 證券交易 | 2007-11-15 | 2011-01-10 |
| OCBC Securities Brokerage (Hong Kong) Limited | Rep | 證券交易 | 2005-11-07 | 2006-07-21 |
| OCBC Futures Investment (Hong Kong) Limited | Rep | 期貨合約交易 | 2005-11-01 | 2006-07-21 |
| CMB INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2005-07-04 | 2005-10-07 |