Bradshaw, Stephanie 李婉青 Hong Kong SFC License Details (ID 116100)

Bradshaw, Stephanie 李婉青 Hong Kong SFC License Details (ID 116100)

主要資料證監會牌照公開紀律行動

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	期貨合約交易	2010-02-04	2010-05-04
Nomura Asia Investment (Hong Kong) Limited	Rep	期貨合約交易	2009-10-12	2010-02-19
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	期貨合約交易	2009-10-12	2010-05-04
	Rep	證券交易	2009-10-12	2010-05-04
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	證券交易	2009-10-12	2010-05-04
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	就證券提供意見	2009-05-12	2010-05-04
Nomura Asia Investment (Hong Kong) Limited	Rep	期貨合約交易	2008-12-10	2009-05-05
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	證券交易	2008-12-10	2009-05-05
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	期貨合約交易	2008-10-10	2009-05-05
	Rep	證券交易	2008-10-10	2009-05-05
LEHMAN BROTHERS ASIA LIMITED	Rep	期貨合約交易	2008-01-22	2008-09-29
	Rep	證券交易	2008-01-22	2008-09-29
UBS SECURITIES ASIA LIMITED	Rep	期貨合約交易	2005-06-10	2007-12-22
	Rep	證券交易	2005-06-10	2007-12-22