| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Sun Life Financial Asia Services Limited | Rep | 就證券提供意見 | 2006-04-03 | 2006-04-03 |
| oOo Securities (HK) Group Limited | Rep | 就證券提供意見 | 2005-10-27 | 2006-02-20 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2005-06-17 | 2005-07-07 |