| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BCT Financial Limited | Rep | 就證券提供意見 | 2016-08-24 | - |
| Rep | 證券交易 | 2016-08-24 | - | |
| PRINCIPAL INVESTMENT & RETIREMENT SERVICES LIMITED | Rep | 就證券提供意見 | 2015-06-25 | 2016-07-16 |
| Rep | 證券交易 | 2014-10-10 | 2016-07-16 | |
| PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED | Rep | 就證券提供意見 | 2009-05-19 | 2009-12-07 |
| ANGUS MOORE LIMITED | Rep | 就證券提供意見 | 2008-02-06 | 2008-08-28 |
| GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED | Rep | 就證券提供意見 | 2005-07-11 | 2008-01-14 |