| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Portwell Securities Limited | RO | 就證券提供意見 | 2025-02-06 | - |
| RO | 提供資產管理 | 2025-02-06 | - | |
| RO | 證券交易 | 2025-02-06 | - | |
| CG PARTNERS CAPITAL LIMITED | RO | 就證券提供意見 | 2024-09-10 | 2024-11-30 |
| RO | 提供資產管理 | 2024-09-10 | 2024-11-30 | |
| Expedition Securities Limited | RO | 就證券提供意見 | 2023-12-20 | 2024-08-30 |
| RO | 提供資產管理 | 2023-12-20 | 2024-08-30 | |
| RO | 證券交易 | 2023-12-20 | 2024-08-30 | |
| WinSmart Investment Management Limited | RO | 提供資產管理 | 2021-05-12 | 2023-12-07 |
| JS CRESVALE CAPITAL LIMITED | RO | 證券交易 | 2015-07-07 | 2020-05-31 |
| JS CRESVALE SECURITIES INTERNATIONAL LIMITED | RO | 就證券提供意見 | 2015-07-07 | 2020-05-31 |
| RO | 證券交易 | 2015-07-07 | 2020-05-31 | |
| SINO WEALTH SECURITIES LIMITED | RO | 證券交易 | 2012-03-05 | 2014-08-14 |
| WILSON SECURITIES LIMITED | RO | 就證券提供意見 | 2010-02-25 | 2011-03-25 |
| RO | 證券交易 | 2010-02-25 | 2011-03-25 | |
| Hafoo Securities Limited | RO | 證券交易 | 2009-12-09 | 2011-03-25 |
| ORIENTAL WEALTH SECURITIES LIMITED | Rep | 證券交易 | 2009-08-24 | 2009-09-09 |
| ORIENTAL WEALTH FUTURES LIMITED | Rep | 期貨合約交易 | 2009-08-11 | 2009-09-09 |
| ORIENTAL WEALTH SECURITIES LIMITED | RO | 證券交易 | 2008-09-05 | 2009-08-24 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 證券交易 | 2008-06-13 | 2008-08-28 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2007-06-25 | 2008-04-19 |
| Asia Pacific Securities Limited | Rep | 證券交易 | 2006-09-11 | 2007-03-31 |
| GT CAPITAL LIMITED | Rep | 提供資產管理 | 2006-07-25 | 2006-08-31 |
| Rep | 證券交易 | 2006-03-29 | 2006-08-31 | |
| Quam Securities Limited | Rep | 就證券提供意見 | 2005-08-12 | 2006-01-06 |
已採集記錄中暫無金管局登記。