| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED | Rep | 就證券提供意見 | 2017-01-18 | 2017-08-01 |
| Rep | 證券交易 | 2017-01-18 | 2017-08-01 | |
| CELESTIAL COMMODITIES LIMITED | Rep | 期貨合約交易 | 2005-08-15 | 2005-08-25 |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2005-08-15 | 2005-08-25 |