| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited | Rep | 就證券提供意見 | 2009-04-20 | 2011-08-13 |
| Rep | 證券交易 | 2009-04-20 | 2011-08-13 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2007-11-27 | 2008-12-15 |
| Rep | 證券交易 | 2007-11-27 | 2008-12-15 | |
| BOCI SECURITIES LIMITED | Rep | 證券交易 | 2005-07-12 | 2006-06-23 |