| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Tung Shing Futures (Brokers) Limited | Rep | 期貨合約交易 | 2009-11-20 | 2010-08-01 |
| Tung Shing Securities (Brokers) Limited | Rep | 證券交易 | 2009-11-20 | 2010-08-01 |
| DBS VICKERS (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2007-10-08 | 2008-09-27 |
| Rep | 證券交易 | 2007-10-08 | 2008-09-27 | |
| CELESTIAL COMMODITIES LIMITED | Rep | 期貨合約交易 | 2005-08-09 | 2007-02-01 |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2005-08-09 | 2007-02-01 |