| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 就機構融資提供意見 | 2024-01-02 | - |
| Rep | 就證券提供意見 | 2024-01-02 | - | |
| Rep | 證券交易 | 2024-01-02 | - | |
| Mount Kellett Capital (Hong Kong) Limited | Rep | 提供資產管理 | 2008-12-09 | 2011-02-28 |
| Citigroup Global Markets Asia Limited | Rep | 就機構融資提供意見 | 2007-03-19 | 2008-07-11 |
| Rep | 證券交易 | 2007-03-19 | 2008-07-11 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 證券交易 | 2007-03-19 | 2008-07-11 |
| Citigroup Global Markets Asia Limited | Rep | 就機構融資提供意見 | 2005-07-26 | 2005-08-31 |
| Rep | 證券交易 | 2005-07-26 | 2005-08-31 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 證券交易 | 2005-07-26 | 2005-08-31 |
已採集記錄中暫無金管局登記。