| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Guosen Securities (HK) Brokerage Company, Limited | RO | 就證券提供意見 | 2022-08-23 | - |
| RO | 證券交易 | 2022-08-23 | - | |
| RO | 就期貨合約提供意見 | 2016-04-26 | - | |
| RO | 期貨合約交易 | 2016-04-26 | - | |
| Rep | 就證券提供意見 | 2015-11-02 | 2022-08-23 | |
| Rep | 期貨合約交易 | 2011-09-23 | 2016-04-26 | |
| Rep | 證券交易 | 2011-09-23 | 2022-08-23 | |
| Rifa Futures Limited | Rep | 期貨合約交易 | 2010-09-03 | 2011-07-18 |
| Rifa Securities Limited | Rep | 證券交易 | 2010-09-03 | 2011-07-18 |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | 期貨合約交易 | 2006-07-03 | 2010-08-31 |
| Rep | 證券交易 | 2006-07-03 | 2010-08-31 | |
| EMPEROR FUTURES LIMITED | Rep | 期貨合約交易 | 2005-07-29 | 2006-06-26 |
已採集記錄中暫無金管局登記。