| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2009-07-14 | 2009-10-28 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2009-07-14 | 2009-10-28 |
| Everbright Securities Investment Services (HK) Limited | Rep | 就證券提供意見 | 2007-03-15 | 2007-04-13 |
| Sun Life Financial Asia Services Limited | Rep | 就證券提供意見 | 2006-04-20 | 2007-01-29 |
| oOo Securities (HK) Group Limited | Rep | 就證券提供意見 | 2005-08-24 | 2006-02-20 |