| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PRINCIPAL INVESTMENT & RETIREMENT SERVICES LIMITED | Rep | 就證券提供意見 | 2024-07-18 | - |
| Rep | 證券交易 | 2024-07-18 | - | |
| FIL Investment Management (Hong Kong) Limited | Rep | 就證券提供意見 | 2018-06-01 | 2021-05-18 |
| Rep | 證券交易 | 2018-06-01 | 2024-06-14 | |
| Interactive Brokers Hong Kong Limited | Rep | 槓桿式外匯交易 | 2017-08-25 | 2018-04-28 |
| Rep | 期貨合約交易 | 2017-06-20 | 2018-04-28 | |
| Rep | 證券交易 | 2017-06-20 | 2018-04-28 |