| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2023-07-12 | - |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2023-07-12 | - |
| Rep | 證券交易 | 2023-07-12 | - | |
| NATIXIS ASIA LIMITED | Rep | 就期貨合約提供意見 | 2017-06-20 | 2019-06-26 |
| Rep | 就證券提供意見 | 2017-06-20 | 2019-06-26 | |
| Rep | 期貨合約交易 | 2017-06-20 | 2019-06-26 | |
| Rep | 證券交易 | 2017-06-20 | 2019-06-26 |