| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2026-02-13 | - |
| Rep | 證券交易 | 2015-06-09 | - | |
| DBS VICKERS SECURITIES ONLINE (HK) LIMITED | Rep | 證券交易 | 2006-03-01 | 2007-11-24 |
| EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2005-09-09 | 2006-01-21 |