| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited | Rep | 就證券提供意見 | 2016-07-19 | 2018-12-10 |
| Rep | 提供資產管理 | 2016-07-19 | 2018-12-10 | |
| Morningstar Investment Management Asia Limited | Rep | 提供資產管理 | 2014-05-12 | 2016-03-02 |
| Rep | 就證券提供意見 | 2014-05-12 | 2016-06-27 | |
| Polaris Capital (Asia) Limited | Rep | 證券交易 | 2006-05-22 | 2006-08-18 |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2005-09-12 | 2006-05-15 |