| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| OnePlatform Asset Management Limited | Rep | 證券交易 | 2014-04-16 | 2018-06-12 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 就證券提供意見 | 2009-03-24 | 2009-11-14 |
| Rep | 證券交易 | 2009-03-24 | 2009-11-14 | |
| SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | RO | 就證券提供意見 | 2007-12-20 | 2009-01-22 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 證券交易 | 2007-12-20 | 2009-01-22 |
| SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2007-12-05 | 2007-12-20 |
| Sun Life Hong Kong Limited | Rep | 就證券提供意見 | 2005-09-10 | 2007-11-22 |