| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | RO | 就證券提供意見 | 2023-05-08 | 2024-09-03 |
| RO | 期貨合約交易 | 2023-05-08 | 2024-09-03 | |
| RO | 證券交易 | 2023-05-08 | 2024-09-03 | |
| Rep | 就證券提供意見 | 2023-04-24 | 2023-05-08 | |
| Rep | 就機構融資提供意見 | 2023-04-24 | 2024-09-03 | |
| Rep | 期貨合約交易 | 2015-07-27 | 2023-05-08 | |
| Rep | 證券交易 | 2015-07-27 | 2023-05-08 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 證券交易 | 2008-12-29 | 2011-03-11 |
| Rep | 證券交易 | 2005-08-15 | 2007-05-28 |