| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| VICTORY SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2013-03-22 | 2018-02-01 |
| Rep | 證券交易 | 2013-03-22 | 2018-02-01 | |
| MIDLAND WEALTH MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2012-10-03 | 2012-11-22 |
| Rep | 證券交易 | 2012-10-03 | 2012-11-22 | |
| Rep | 就證券提供意見 | 2008-03-05 | 2009-09-03 | |
| CYPRESS INTERNATIONAL INVESTMENT ADVISORS LIMITED | Rep | 就證券提供意見 | 2007-04-03 | 2007-10-31 |
| Quam Securities Limited | Rep | 就證券提供意見 | 2006-06-16 | 2007-02-28 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2005-09-30 | 2006-05-10 |