| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HONG KONG FOREX INVESTMENT LIMITED | Rep | 槓桿式外匯交易 | 2007-11-23 | 2008-05-30 |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | 槓桿式外匯交易 | 2007-03-06 | 2007-11-01 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2005-08-22 | 2006-02-18 |