| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CMB INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2018-11-28 | 2019-06-06 |
| CMB International Securities Limited | Rep | 證券交易 | 2018-11-28 | 2019-06-06 |
| CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 證券交易 | 2018-07-04 | 2018-11-07 |
| CCB INTERNATIONAL CAPITAL LIMITED | Rep | 證券交易 | 2018-07-04 | 2018-11-07 |
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | 期貨合約交易 | 2018-07-04 | 2018-11-07 |
| Rep | 證券交易 | 2018-07-04 | 2018-11-07 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2017-06-23 | 2018-05-31 |
| Rep | 證券交易 | 2017-06-23 | 2018-05-31 |