| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CCB INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2008-01-02 | 2010-03-13 |
| Rep | 證券交易 | 2008-01-02 | 2010-03-13 | |
| Neutral Financial Holding Company Limited | Rep | 證券交易 | 2006-09-15 | 2007-11-17 |
| Rep | 就機構融資提供意見 | 2006-07-31 | 2007-11-17 | |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 就機構融資提供意見 | 2005-10-03 | 2006-07-21 |