| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| TFI Securities and Futures Limited | Rep | 就證券提供意見 | 2026-07-06 | - |
| Rep | 證券交易 | 2026-07-06 | - | |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2024-11-13 | 2026-06-22 |
| Rep | 證券交易 | 2024-11-13 | 2026-06-22 | |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 就證券提供意見 | 2017-06-28 | 2024-09-25 |
| Rep | 證券交易 | 2017-06-28 | 2024-09-25 |